Real Account

Documents

This section contains all documents, lists, and forms which can be downloaded. Please read them carefully. You fill find all the necessary materials for natural persons and legal entities.

Terms and Conditions - valid until 14 May 2021governs the conditions under which Patria provides services to its clients Terms and Conditions - effective from 15 May 2021governs the conditions under which Patria provides services to its clients List of Fees - valid until 14 May 2021lists prices and fees for provided services List of Fees - effective from 15 May 2021lists prices and fees for provided services Master Investment Services Agreement Form for trading with U.S. equities – individualconfirms that the entity has a foreign status in order to avoid double taxation of securities held in the U.S. Financial Collateral Agreementaddresses the terms of financial collateral related to providing credit and lending of book-entry securities Form for trading with U.S. equities – legal entityconfirms that the entity has a foreign status in order to avoid double taxation of securities held in the U.S. Annex on Margin Tradingaddresses the terms of Margin trading and mutual rights and obligations associated with Credit or Loan provided by Patria to the Client Investment questionnaire Annex on Short-Sellingaddresses the terms of Short-Selling and mutual rights and obligations associated with lending of book-entry securities Patria contact details and bank account numbers - valid until 14 May 2021a list of phone numbers and bank accounts Patria Finance Patria contact details and bank account numbers - effective from 15 May 2021a list of phone numbers and bank accounts Patria Finance CSOB funds parameters Form FATCA - passive entities (W-8BEN-E) Tax residency BO of passive entity
List of banks where clients’ funds are held by Patria Finance List of execution venues - valid until 14 May 2021 List of execution venues - effective from 15 May 2021 List of counterparties Foreign Account Tax Compliance Act Citizens or residents of the USA Certification of tax residency - individual Information on the processing of personal data Consent to the Use of Your Data within ČSOB group Security of and Access to the Brokerage Account - valid until 14 May 2021 Security of and Access to the Brokerage Account - effective from 15 May 2021 KBC Group Embargo Policy Criminal liability of legal entities
Conflict of Interest Policy Patria Finance, a.s. - valid until 14 May 2021a document describing set of organizational and administration procedures adopted in order to prevent conflict of interest Conflict of Interest Policy Patria Finance, a.s. - effective from 15 May 2021a document describing set of organizational and administration procedures adopted in order to prevent conflict of interest Information on financial instruments and related risks - valid until 14 May 2021introduces basic facts about various financial instruments, their advantages, disadvantages and risk related with trading in them Information on financial instruments and related risks - effective from 15 May 2021introduces basic facts about various financial instruments, their advantages, disadvantages and risk related with trading in them Information on the Order Execution Policydocument which describes rules and procedures for the execution with the best possible result for clients Memorandum on Investments Sustainability Information on the Protection of Clients' Property Classification of Clients Principles of providing investment advisory service and other investment services - valid until 14 May 2021 Principles of providing investment advisory service and other investment services - effective from 15 May 2021 Complaints Rulesgoverns the main principles of claims handling and client complaints Cumulative effect of costs on return when providing investment services - valid until 14 May 2021document, which is illustrating examples of cumulative effects of costs of investment on return Cumulative effect of costs on return when providing investment services - effective from 15 May 2021document, which is illustrating examples of cumulative effects of costs of investment on return